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Bar Association of San Francisco Events Calendar

The Criminal Law Section presents
The State of Insider Trading

November 20, 2019: 5:30 pm - 7:15 pm
MCLE Credits - 1 H, Light refreshments will be provided.
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Experts discuss proposed legislation, the national blue-ribbon task force, and all things Insider Trading.

Speakers
Professor Joseph Grundfest
W.A. Franke Professor of Law and Business, Stanford University

Jan Little
Partner, Keker, Van Nest & Peters

Adam Reeves
First Assistant, United States Attorney's Office
Northern District of California

Jennifer Lee
Assistant Regional Director for Enforcement
San Francisco Regional Office, Securities and Exchange Commission

Moderator
Tim Crudo
Partner, Coblentz, Patch, Duffy & Bass

Topics
• Recent legislative proposals: a fix in search of a problem?
• Is the personal benefit requirement any clearer after Salman?
• How gray is gray: materiality and the art of information.
• Duty, what duty? Is the breach of duty requirement obsolete?
• 10b5-1 plans: safe harbor or side door?

Section Co-Chairs: Jonathan Schmidt, San Francisco District Attorney's Office and K.C. Maxwell, Maxwell Law

 

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Location

Coblentz, Patch Duffy & Bass LLP
120 Kearny Street
Suite 3000
San Francisco, CA

Schedule

MCLE Registration: 5:00 - 5:30 p.m.
Program: 5:30 - 7:15 p.m.

Cost

BASF Student Member$30.00
Section Member$40.00
BASF Member$50.00
Government$50.00
Nonprofit$50.00
Non-Member$65.00

Note: All prices increase by $10.00 on the day of the program.

Event Code: G191504

Questions about our seminars and the registration process?

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Fax or Mail your registration: Registration Form ( PDF)

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